LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Absa Group Limited | |
|
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree |
SIBANYE GOLD LIMITED | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
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(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
29 May 2019 | |
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(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
YES
LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 ordinary | ||||||||
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Interests | Short positions | |||||||
| Number | % | Number | % | ||||||
| (1) Relevant securities owned and/or controlled: | 33,269,874 | 1.40% | 41,153,488 | 1.73% | |||||
| (2) Cash-settled derivatives: | 12,772,015 | 0.54% | 32,761 | 0.00% | |||||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||
|
TOTAL: |
46,041,889 | 1.93% | 41,186,249 | 1.73% | |||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
| Ordinary NPV | Purchase | 200 | 12.9200 ZAR | ||||
| Ordinary NPV | Purchase | 800 | 13.0200 ZAR | ||||
| Ordinary NPV | Purchase | 1260 | 13.0700 ZAR | ||||
| Ordinary NPV | Purchase | 1439 | 12.7800 ZAR | ||||
| Ordinary NPV | Purchase | 1662 | 12.8200 ZAR | ||||
| Ordinary NPV | Purchase | 2881 | 13.1900 ZAR | ||||
| Ordinary NPV | Purchase | 3000 | 13.1800 ZAR | ||||
| Ordinary NPV | Purchase | 3025 | 12.9400 ZAR | ||||
| Ordinary NPV | Purchase | 3399 | 12.8300 ZAR | ||||
| Ordinary NPV | Purchase | 3800 | 12.7900 ZAR | ||||
| Ordinary NPV | Purchase | 4675 | 12.8100 ZAR | ||||
| Ordinary NPV | Purchase | 5474 | 13.1000 ZAR | ||||
| Ordinary NPV | Purchase | 5528 | 12.7400 ZAR | ||||
| Ordinary NPV | Purchase | 5723 | 12.8900 ZAR | ||||
| Ordinary NPV | Purchase | 6400 | 12.8400 ZAR | ||||
| Ordinary NPV | Purchase | 8033 | 13.1700 ZAR | ||||
| Ordinary NPV | Purchase | 9434 | 12.7000 ZAR | ||||
| Ordinary NPV | Purchase | 10000 | 12.9900 ZAR | ||||
| Ordinary NPV | Purchase | 10000 | 13.0500 ZAR | ||||
| Ordinary NPV | Purchase | 10323 | 13.0600 ZAR | ||||
| Ordinary NPV | Purchase | 13149 | 13.0900 ZAR | ||||
| Ordinary NPV | Purchase | 13569 | 12.4800 ZAR | ||||
| Ordinary NPV | Purchase | 20032 | 13.0000 ZAR | ||||
| Ordinary NPV | Purchase | 20809 | 13.1200 ZAR | ||||
| Ordinary NPV | Purchase | 23763 | 13.1100 ZAR | ||||
| Ordinary NPV | Purchase | 25031 | 12.9100 ZAR | ||||
| Ordinary NPV | Purchase | 36086 | 13.2000 ZAR | ||||
| Ordinary NPV | Purchase | 44472 | 12.7500 ZAR | ||||
| Ordinary NPV | Purchase | 45475 | 12.9500 ZAR | ||||
| Ordinary NPV | Purchase | 49257 | 13.0800 ZAR | ||||
| Ordinary NPV | Purchase | 51655 | 12.8000 ZAR | ||||
| Ordinary NPV | Purchase | 60292 | 12.9000 ZAR | ||||
| Ordinary NPV | Purchase | 1156400 | 13.0182 ZAR | ||||
| Ordinary NPV | Sale | 296799 | 13.0000 ZAR | ||||
| Ordinary NPV | Sale | 141067 | 13.0600 ZAR | ||||
| Ordinary NPV | Sale | 114214 | 13.0700 ZAR | ||||
| Ordinary NPV | Sale | 105570 | 13.0800 ZAR | ||||
| Ordinary NPV | Sale | 84721 | 13.1500 ZAR | ||||
| Ordinary NPV | Sale | 69478 | 13.0100 ZAR | ||||
| Ordinary NPV | Sale | 61666 | 13.0300 ZAR | ||||
| Ordinary NPV | Sale | 58977 | 12.8000 ZAR | ||||
| Ordinary NPV | Sale | 51041 | 12.9761 ZAR | ||||
| Ordinary NPV | Sale | 49734 | 12.8200 ZAR | ||||
| Ordinary NPV | Sale | 41491 | 13.0200 ZAR | ||||
| Ordinary NPV | Sale | 40672 | 12.8600 ZAR | ||||
| Ordinary NPV | Sale | 37966 | 12.9800 ZAR | ||||
| Ordinary NPV | Sale | 36942 | 12.9900 ZAR | ||||
| Ordinary NPV | Sale | 36929 | 13.0900 ZAR | ||||
| Ordinary NPV | Sale | 35157 | 13.0400 ZAR | ||||
| Ordinary NPV | Sale | 34585 | 13.1200 ZAR | ||||
| Ordinary NPV | Sale | 33798 | 13.0500 ZAR | ||||
| Ordinary NPV | Sale | 31658 | 13.2000 ZAR | ||||
| Ordinary NPV | Sale | 28658 | 12.9100 ZAR | ||||
| Ordinary NPV | Sale | 25117 | 12.7300 ZAR | ||||
| Ordinary NPV | Sale | 18144 | 12.9400 ZAR | ||||
| Ordinary NPV | Sale | 17000 | 13.1000 ZAR | ||||
| Ordinary NPV | Sale | 16690 | 13.2300 ZAR | ||||
| Ordinary NPV | Sale | 10420 | 12.9500 ZAR | ||||
| Ordinary NPV | Sale | 9000 | 13.2100 ZAR | ||||
| Ordinary NPV | Sale | 8783 | 12.9700 ZAR | ||||
| Ordinary NPV | Sale | 6538 | 12.9200 ZAR | ||||
| Ordinary NPV | Sale | 5862 | 12.7900 ZAR | ||||
| Ordinary NPV | Sale | 5765 | 12.8900 ZAR | ||||
| Ordinary NPV | Sale | 4006 | 13.1400 ZAR | ||||
| Ordinary NPV | Sale | 3782 | 13.2500 ZAR | ||||
| Ordinary NPV | Sale | 3148 | 12.8700 ZAR | ||||
| Ordinary NPV | Sale | 3000 | 13.1600 ZAR | ||||
| Ordinary NPV | Sale | 2536 | 12.8100 ZAR | ||||
| Ordinary NPV | Sale | 2342 | 12.8500 ZAR | ||||
| Ordinary NPV | Sale | 2053 | 13.2200 ZAR | ||||
| Ordinary NPV | Sale | 2029 | 13.2400 ZAR | ||||
| Ordinary NPV | Sale | 2000 | 13.1700 ZAR | ||||
| Ordinary NPV | Sale | 1876 | 12.9000 ZAR | ||||
| Ordinary NPV | Sale | 1547 | 12.7700 ZAR | ||||
| Ordinary NPV | Sale | 1510 | 12.8300 ZAR | ||||
| Ordinary NPV | Sale | 1500 | 12.7600 ZAR | ||||
| Ordinary NPV | Sale | 865 | 12.9600 ZAR | ||||
| Ordinary NPV | Sale | 178 | 12.7200 ZAR | ||||
| Ordinary NPV | Sale | 143 | 12.8400 ZAR | ||||
| Ordinary NPV | Sale | 70 | 13.1300 ZAR | ||||
| Ordinary NPV | Sale | 25 | 12.8800 ZAR |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain from
dealing entered into by the person making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 29 May 2019 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number*: | +27 11 846 4234 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.