DUBLIN--(BUSINESS WIRE)--Research and Markets (http://www.researchandmarkets.com/research/ztx7q6/ferrara_on_insider) has announced the addition of the "Ferrara on Insider Trading and The Wall." subscription to their offering.
This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter wrongdoing, with particular attention to multi-service financial institutions. Ferrara on Insider Trading and The Wall demonstrates how such firms can implement Chinese Walls and other procedural devices to prevent employees who acquire material nonpublic information from sharing it with employees who trade securities.
The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading. They also discuss recent cases and other important developments such as Rule 10b5-1 trading plans and a heightened regulatory focus on hedge funds. In addition, the book provides suggested guidelines for deterring insider trading by employees.
Key Topics Covered:
PART ONE:
THE LAW OF INSIDER TRADING
CHAPTER 1
An Overview of Insider Trading
CHAPTER 2
Government Actions
CHAPTER 3
Private Rights of Action
CHAPTER 4
Enforcement Remedies: ITSA, ITSFEA and Other Efforts by Congress to Sanction and Deter Insider Trading
CHAPTER 5
Exchange Surveillance Systems: Important Elements of The System to Detect Insider Trading
PART TWO:
CORPORATE COMPLIANCE PROGRAMS
CHAPTER 6
Legal and Practical Importance of Compliance and Ethics Programs
CHAPTER 7
Corporate Compliance Programs for Securities Issuers: Trading and Corporate Disclosure Issues
PART THREE:
INSIDER TRADING AND ULTRA-MARTS
CHAPTER 8
Ultra-Marts and Insider Trading: The Law
CHAPTER 9
Chinese Walls and Other Measures Designed to Segregate Material, Nonpublic Information Within Ultra-Marts: The Legal Authority
CHAPTER 10
Practical Measures Designed to Detect and Prevent Insider Trading Within Ultra-Marts
Appendices
Table of Abbreviations
Index
Author
Ralph C. Ferrara
Ralph C. Ferrara is the Managing Partner of the Washington, D.C. office of Dewey & LeBoeuf LLP. His practice includes a wide range of business regulatory and corporate governance matters; representing corporations and individuals in complex securities class and shareholder derivative actions; advising corporate clients on Securities and Exchange Commission reporting and disclosure requirements.
For more information visit http://www.researchandmarkets.com/research/ztx7q6/ferrara_on_insider