Form 8.3 - NortonLifeLock Inc.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	10^th January 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common (US6687711084)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	116,177	0.020%	2,351,757	0.404%
(2) Cash-settled derivatives:			-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	8,000	0.001%	-	-
TOTAL:	124,177	0.021%	2,351,757	0.404%

Class of relevant security:	2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	10,000,000	1.600%	-	-
(2) Cash-settled derivatives:	-	-	-	-
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	-	-	-	-
TOTAL:	10,000,000	1.600%	-	-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
US6687711084	Purchase	96	26.61
US6687711084	Sale	859	26.61
US6687711084	Purchase	400	26.53
US6687711084	Purchase	200	26.68
US6687711084	Purchase	200	26.80
US6687711084	Purchase	15	26.79
US6687711084	Purchase	1,783	26.81
US6687711084	Purchase	100	26.54
US6687711084	Purchase	861	26.65
US6687711084	Purchase	1,049	26.82
US6687711084	Purchase	108	26.38
US6687711084	Purchase	273	26.84
US6687711084	Purchase	535	26.46
US6687711084	Purchase	34	26.44
US6687711084	Purchase	100	26.52
US6687711084	Purchase	100	26.83
US6687711084	Purchase	956	26.85
US6687711084	Purchase	811	26.59
US6687711084	Purchase	39	26.76
US6687711084	Purchase	382	26.41
US6687711084	Purchase	100	26.86
US6687711084	Purchase	1,000	26.61
US6687711084	Purchase	701	26.64
US6687711084	Purchase	300	26.53
US6687711084	Purchase	144	26.69
US6687711084	Purchase	200	26.68
US6687711084	Purchase	163	26.62
US6687711084	Purchase	100	26.70
US6687711084	Purchase	700	26.80
US6687711084	Purchase	100	26.63
US6687711084	Purchase	2,338	26.79
US6687711084	Purchase	2,756	26.81
US6687711084	Purchase	654	26.54
US6687711084	Purchase	100	26.73
US6687711084	Purchase	400	26.60
US6687711084	Purchase	200	26.57
US6687711084	Purchase	1,100	26.55
US6687711084	Purchase	603	26.71
US6687711084	Purchase	2,650	26.82
US6687711084	Purchase	1,204	26.77
US6687711084	Purchase	800	26.84
US6687711084	Purchase	600	26.78
US6687711084	Purchase	300	26.43
US6687711084	Purchase	400	26.56
US6687711084	Purchase	600	26.50
US6687711084	Purchase	200	26.45
US6687711084	Purchase	100	26.42
US6687711084	Purchase	100	26.58
US6687711084	Purchase	300	26.52
US6687711084	Purchase	2,162	26.83
US6687711084	Purchase	543	26.85
US6687711084	Sale	5,722	26.85
US6687711084	Purchase	600	26.59
US6687711084	Purchase	1,002	26.51
US6687711084	Purchase	200	26.41
US6687711084	Purchase	400	26.86
US6687711084	Sale	667	26.64
US6687711084	Sale	200	26.53
US6687711084	Sale	788	26.75
US6687711084	Sale	5,037	26.68
US6687711084	Sale	1,300	26.62
US6687711084	Sale	206	26.70
US6687711084	Sale	7,756	26.80
US6687711084	Sale	800	26.63
US6687711084	Sale	3,981	26.79
US6687711084	Sale	1,069	26.66
US6687711084	Sale	35,541	26.81
US6687711084	Sale	498	26.54
US6687711084	Sale	130	26.73
US6687711084	Sale	13,788	26.60
US6687711084	Sale	1,148	26.65
US6687711084	Sale	410	26.71
US6687711084	Sale	5,912	26.82
US6687711084	Sale	212	26.77
US6687711084	Sale	100	26.38
US6687711084	Sale	640	26.84
US6687711084	Sale	1,645	26.78
US6687711084	Sale	624	26.56
US6687711084	Sale	132	26.50
US6687711084	Sale	396	26.72
US6687711084	Sale	517	26.58
US6687711084	Sale	410	26.52
US6687711084	Sale	1,053	26.83
US6687711084	Sale	17,581	26.85
US6687711084	Sale	300	26.49
US6687711084	Sale	400	26.48
US6687711084	Sale	100	26.86
US6687711084	Sale	100	26.87
US6687711084	Sale	100	26.88
US6687711084	Purchase	2,003	26.61
US6687711084	Sale	292	26.61
US6687711084	Purchase	100	26.64
US6687711084	Purchase	45	26.53
US6687711084	Purchase	106	26.75
US6687711084	Purchase	1,300	26.69
US6687711084	Purchase	12	26.68
US6687711084	Purchase	55	26.62
US6687711084	Purchase	300	26.70
US6687711084	Purchase	2	26.80
US6687711084	Sale	100	26.80
US6687711084	Purchase	300	26.63
US6687711084	Purchase	391	26.79
US6687711084	Sale	100	26.79
US6687711084	Purchase	1,203	26.66
US6687711084	Purchase	25	26.81
US6687711084	Sale	9,165	26.81
US6687711084	Purchase	20	26.54
US6687711084	Purchase	138	26.73
US6687711084	Purchase	19	26.60
US6687711084	Sale	100	26.60
US6687711084	Purchase	405	26.65
US6687711084	Sale	100	26.55
US6687711084	Purchase	210	26.71
US6687711084	Purchase	1,582	26.82
US6687711084	Sale	700	26.82
US6687711084	Purchase	156	26.77
US6687711084	Sale	100	26.77
US6687711084	Purchase	3	26.38
US6687711084	Purchase	100	26.84
US6687711084	Purchase	109	26.78
US6687711084	Purchase	5	26.37
US6687711084	Purchase	51	26.44
US6687711084	Purchase	172	26.45
US6687711084	Sale	300	26.42
US6687711084	Sale	1,976	26.67
US6687711084	Purchase	27	26.72
US6687711084	Purchase	20	26.47
US6687711084	Purchase	8	26.40
US6687711084	Sale	76	26.40
US6687711084	Purchase	498	26.52
US6687711084	Sale	178	26.83
US6687711084	Purchase	17,192	26.85
US6687711084	Sale	3,847	26.85
US6687711084	Purchase	9	26.59
US6687711084	Sale	1,913	26.59
US6687711084	Purchase	22	26.49
US6687711084	Sale	100	26.76
US6687711084	Purchase	180	26.74
US6687711084	Sale	114	26.86
US6687711084	Sale	100	26.87
US6687711084	Sale	12	26.61
US6687711084	Purchase	100	26.64
US6687711084	Purchase	100	26.75
US6687711084	Purchase	100	26.80
US6687711084	Purchase	701	26.81
US6687711084	Sale	9	26.81
US6687711084	Sale	100	26.54
US6687711084	Sale	300	26.55
US6687711084	Purchase	400	26.82
US6687711084	Purchase	1	26.38
US6687711084	Sale	2	26.38
US6687711084	Sale	37	26.42
US6687711084	Sale	71	26.67
US6687711084	Sale	37	26.72
US6687711084	Purchase	100	26.83
US6687711084	Purchase	200	26.85
US6687711084	Sale	8,588	26.85
US6687711084	Purchase	130	26.86
US6687711084	Purchase	521	26.85

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	11^th January 2022
Contact name:	Milos Naumovic
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Millennium International Management LP
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	NortonLifeLock Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit (USD)	Type e.g. American, European etc.	Expiry date
US6687711084	Call Option	Purchased	8,000	25.00	American	20/01/2023

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

Category Code: RET

Sequence Number: 754785

Time of Receipt (offset from UTC): 20220111T110455+0000