LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
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| (b) | Owner or controller of interest and short |
|
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC |
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| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
|
|||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 01 October 2021 |
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| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | ENTAIN PLC |
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GVC HLDGS PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common |
|
||||
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
|
| and/or controlled: | 576,620 |
0.14% |
612,602 |
0.15% |
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|
|
|
|
|||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
4,928 |
0.00% |
0 |
0.00% |
|||
|
|
|
|
|||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
| and agreements to purchase/sell: | 2,735,561 |
0.67% |
1,628,611 |
0.40% |
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|
|
|
|
|||
|
|
|
|
|||
| TOTAL: | 3,317,109 |
0.82% |
2,241,213 |
0.55% |
||
|
|
|
|
|||
| Class of relevant security: | Convertible Bond US26142RAA23 |
|
||||
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
|
| and/or controlled: | 0 |
0.00% |
356,000 |
0.09% |
||
|
|
|
|
|||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
0 |
0.00% |
0 |
0.00% |
|||
|
|
|
|
|||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
| and agreements to purchase/sell: | 0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|||
|
|
|
|
|||
| TOTAL: | 0 |
0.00% |
356,000 |
0.09% |
||
|
|
|
|
|||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
|
Purchase/sale |
|
Number of |
|
Price per unit |
|
security |
|
|
|
securities |
|
|
|
USD 0.0001 class A common |
Purchase |
3 |
50.6166 USD |
||||
USD 0.0001 class A common |
Purchase |
4 |
50.5350 USD |
||||
USD 0.0001 class A common |
Purchase |
4 |
50.3050 USD |
||||
USD 0.0001 class A common |
Purchase |
10 |
50.2400 USD |
||||
USD 0.0001 class A common |
Purchase |
16 |
50.5700 USD |
||||
USD 0.0001 class A common |
Purchase |
19 |
50.1200 USD |
||||
USD 0.0001 class A common |
Purchase |
24 |
50.5029 USD |
||||
USD 0.0001 class A common |
Purchase |
27 |
50.1500 USD |
||||
USD 0.0001 class A common |
Purchase |
36 |
50.5866 USD |
||||
USD 0.0001 class A common |
Purchase |
44 |
50.2925 USD |
||||
USD 0.0001 class A common |
Purchase |
45 |
50.4484 USD |
||||
USD 0.0001 class A common |
Purchase |
46 |
50.6000 USD |
||||
USD 0.0001 class A common |
Purchase |
46 |
50.5150 USD |
||||
USD 0.0001 class A common |
Purchase |
56 |
50.5850 USD |
||||
USD 0.0001 class A common |
Purchase |
61 |
50.5972 USD |
||||
USD 0.0001 class A common |
Purchase |
64 |
50.4250 USD |
||||
USD 0.0001 class A common |
Purchase |
76 |
50.2564 USD |
||||
USD 0.0001 class A common |
Purchase |
81 |
50.2413 USD |
||||
USD 0.0001 class A common |
Purchase |
108 |
50.5800 USD |
||||
USD 0.0001 class A common |
Purchase |
108 |
50.5018 USD |
||||
USD 0.0001 class A common |
Purchase |
121 |
50.5417 USD |
||||
USD 0.0001 class A common |
Purchase |
124 |
50.6148 USD |
||||
USD 0.0001 class A common |
Purchase |
131 |
50.2200 USD |
||||
USD 0.0001 class A common |
Purchase |
154 |
50.2640 USD |
||||
USD 0.0001 class A common |
Purchase |
164 |
50.6100 USD |
||||
USD 0.0001 class A common |
Purchase |
200 |
50.6825 USD |
||||
USD 0.0001 class A common |
Purchase |
200 |
50.6325 USD |
||||
USD 0.0001 class A common |
Purchase |
202 |
50.3849 USD |
||||
USD 0.0001 class A common |
Purchase |
212 |
50.5100 USD |
||||
USD 0.0001 class A common |
Purchase |
232 |
50.5218 USD |
||||
USD 0.0001 class A common |
Purchase |
240 |
50.6373 USD |
||||
USD 0.0001 class A common |
Purchase |
248 |
50.5516 USD |
||||
USD 0.0001 class A common |
Purchase |
284 |
50.6306 USD |
||||
USD 0.0001 class A common |
Purchase |
390 |
50.5638 USD |
||||
USD 0.0001 class A common |
Purchase |
400 |
50.6400 USD |
||||
USD 0.0001 class A common |
Purchase |
400 |
50.6537 USD |
||||
USD 0.0001 class A common |
Purchase |
464 |
50.6381 USD |
||||
USD 0.0001 class A common |
Purchase |
481 |
50.5712 USD |
||||
USD 0.0001 class A common |
Purchase |
500 |
50.6739 USD |
||||
USD 0.0001 class A common |
Purchase |
606 |
50.6286 USD |
||||
USD 0.0001 class A common |
Purchase |
630 |
50.6150 USD |
||||
USD 0.0001 class A common |
Purchase |
763 |
50.6206 USD |
||||
USD 0.0001 class A common |
Purchase |
898 |
50.4554 USD |
||||
USD 0.0001 class A common |
Purchase |
978 |
50.6119 USD |
||||
USD 0.0001 class A common |
Purchase |
1,150 |
50.5750 USD |
||||
USD 0.0001 class A common |
Purchase |
2,414 |
50.4728 USD |
||||
USD 0.0001 class A common |
Purchase |
2,539 |
50.6299 USD |
||||
USD 0.0001 class A common |
Purchase |
2,804 |
50.6102 USD |
||||
USD 0.0001 class A common |
Purchase |
3,369 |
50.6124 USD |
||||
USD 0.0001 class A common |
Purchase |
3,389 |
50.6365 USD |
||||
USD 0.0001 class A common |
Purchase |
3,942 |
50.5931 USD |
||||
USD 0.0001 class A common |
Purchase |
4,015 |
50.4262 USD |
||||
USD 0.0001 class A common |
Purchase |
4,841 |
50.4601 USD |
||||
USD 0.0001 class A common |
Purchase |
4,907 |
50.4066 USD |
||||
USD 0.0001 class A common |
Purchase |
5,284 |
50.5192 USD |
||||
USD 0.0001 class A common |
Purchase |
8,508 |
50.4828 USD |
||||
USD 0.0001 class A common |
Purchase |
9,595 |
50.5600 USD |
||||
USD 0.0001 class A common |
Purchase |
11,097 |
50.0955 USD |
||||
USD 0.0001 class A common |
Purchase |
17,769 |
50.5465 USD |
||||
USD 0.0001 class A common |
Purchase |
21,834 |
50.0462 USD |
||||
USD 0.0001 class A common |
Purchase |
22,300 |
50.2621 USD |
||||
USD 0.0001 class A common |
Purchase |
23,704 |
50.5544 USD |
||||
USD 0.0001 class A common |
Purchase |
29,241 |
50.1808 USD |
||||
USD 0.0001 class A common |
Purchase |
32,015 |
50.1687 USD |
||||
USD 0.0001 class A common |
Purchase |
113,876 |
49.9668 USD |
||||
USD 0.0001 class A common |
Purchase |
203,004 |
49.8988 USD |
||||
USD 0.0001 class A common |
Sale |
46 |
50.5150 USD |
||||
USD 0.0001 class A common |
Sale |
64 |
50.4250 USD |
||||
USD 0.0001 class A common |
Sale |
90 |
50.2923 USD |
||||
USD 0.0001 class A common |
Sale |
100 |
50.4600 USD |
||||
USD 0.0001 class A common |
Sale |
100 |
50.5300 USD |
||||
USD 0.0001 class A common |
Sale |
100 |
50.5800 USD |
||||
USD 0.0001 class A common |
Sale |
112 |
49.2255 USD |
||||
USD 0.0001 class A common |
Sale |
168 |
49.5900 USD |
||||
USD 0.0001 class A common |
Sale |
180 |
50.0217 USD |
||||
USD 0.0001 class A common |
Sale |
200 |
49.6250 USD |
||||
USD 0.0001 class A common |
Sale |
200 |
49.3100 USD |
||||
USD 0.0001 class A common |
Sale |
236 |
50.2113 USD |
||||
USD 0.0001 class A common |
Sale |
400 |
50.4900 USD |
||||
USD 0.0001 class A common |
Sale |
400 |
50.6400 USD |
||||
USD 0.0001 class A common |
Sale |
481 |
50.5712 USD |
||||
USD 0.0001 class A common |
Sale |
481 |
50.5713 USD |
||||
USD 0.0001 class A common |
Sale |
500 |
50.5220 USD |
||||
USD 0.0001 class A common |
Sale |
550 |
50.6009 USD |
||||
USD 0.0001 class A common |
Sale |
800 |
50.4912 USD |
||||
USD 0.0001 class A common |
Sale |
852 |
50.4455 USD |
||||
USD 0.0001 class A common |
Sale |
900 |
50.3200 USD |
||||
USD 0.0001 class A common |
Sale |
964 |
50.5339 USD |
||||
USD 0.0001 class A common |
Sale |
1,263 |
50.0380 USD |
||||
USD 0.0001 class A common |
Sale |
1,300 |
50.5723 USD |
||||
USD 0.0001 class A common |
Sale |
1,300 |
50.6300 USD |
||||
USD 0.0001 class A common |
Sale |
1,437 |
50.4334 USD |
||||
USD 0.0001 class A common |
Sale |
1,440 |
50.6342 USD |
||||
USD 0.0001 class A common |
Sale |
1,457 |
50.2584 USD |
||||
USD 0.0001 class A common |
Sale |
1,647 |
50.5354 USD |
||||
USD 0.0001 class A common |
Sale |
1,800 |
49.9748 USD |
||||
USD 0.0001 class A common |
Sale |
1,854 |
50.4979 USD |
||||
USD 0.0001 class A common |
Sale |
2,061 |
50.5355 USD |
||||
USD 0.0001 class A common |
Sale |
2,083 |
50.5716 USD |
||||
USD 0.0001 class A common |
Sale |
2,183 |
49.6029 USD |
||||
USD 0.0001 class A common |
Sale |
2,431 |
49.8279 USD |
||||
USD 0.0001 class A common |
Sale |
2,552 |
50.5850 USD |
||||
USD 0.0001 class A common |
Sale |
3,149 |
50.1800 USD |
||||
USD 0.0001 class A common |
Sale |
3,384 |
50.6283 USD |
||||
USD 0.0001 class A common |
Sale |
3,535 |
50.5090 USD |
||||
USD 0.0001 class A common |
Sale |
3,573 |
49.8468 USD |
||||
USD 0.0001 class A common |
Sale |
4,355 |
49.8161 USD |
||||
USD 0.0001 class A common |
Sale |
6,100 |
50.1305 USD |
||||
USD 0.0001 class A common |
Sale |
7,483 |
49.9531 USD |
||||
USD 0.0001 class A common |
Sale |
12,451 |
50.1086 USD |
||||
USD 0.0001 class A common |
Sale |
12,673 |
50.1780 USD |
||||
USD 0.0001 class A common |
Sale |
12,906 |
49.8675 USD |
||||
USD 0.0001 class A common |
Sale |
15,384 |
50.0703 USD |
||||
USD 0.0001 class A common |
Sale |
16,118 |
50.5190 USD |
||||
USD 0.0001 class A common |
Sale |
16,650 |
50.2596 USD |
||||
USD 0.0001 class A common |
Sale |
22,013 |
50.1737 USD |
||||
USD 0.0001 class A common |
Sale |
22,924 |
50.5600 USD |
||||
USD 0.0001 class A common |
Sale |
40,931 |
49.8561 USD |
||||
USD 0.0001 class A common |
Sale |
132,219 |
49.9197 USD |
||||
USD 0.0001 class A common |
Sale |
159,789 |
50.0884 USD |
||||
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
|
|
|
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 4 Oct 2021 |
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| Contact name: | Large Holdings Regulatory Operations |
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| Telephone number: | 020 3134 7213 |
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC |
||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class |
|
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
of |
|
description |
purchasing, |
of |
price |
|
date |
relevant |
|
|
selling, |
securities |
per unit |
|
|
security |
|
|
varying etc |
to which |
|
|
|
|
|
|
|
option |
|
|
|
|
|
|
|
relates |
|
|
|
USD 0.0001 class A common |
Call Options |
Written |
-39,996 |
50.0000 |
American |
15 Oct 2021 |
|
USD 0.0001 class A common |
Call Options |
Written |
-35,500 |
55.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Call Options |
Written |
-33,835 |
70.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Call Options |
Written |
-31,007 |
65.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Call Options |
Written |
-20,503 |
65.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Call Options |
Written |
-16,059 |
55.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Call Options |
Written |
-14,443 |
60.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Call Options |
Written |
-7,373 |
45.0000 |
American |
19 Nov 2021 |
|
USD 0.0001 class A common |
Call Options |
Written |
-6,363 |
50.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Call Options |
Written |
-707 |
40.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Call Options |
Written |
-101 |
60.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-418,200 |
45.0000 |
American |
20 May 2022 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-223,800 |
35.0000 |
American |
15 Oct 2021 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-212,400 |
55.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-211,100 |
45.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-85,700 |
40.0000 |
American |
19 Nov 2021 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-76,200 |
45.0000 |
American |
15 Oct 2021 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-63,963 |
50.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-61,085 |
40.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-30,000 |
60.0000 |
American |
19 Nov 2021 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-22,601 |
60.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-16,968 |
65.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Purchased |
-707 |
40.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
505 |
40.0000 |
American |
20 May 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
9,999 |
55.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Put Options |
Written |
22,500 |
60.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
23,230 |
60.0000 |
American |
19 Nov 2021 |
|
USD 0.0001 class A common |
Put Options |
Written |
30,300 |
60.0000 |
American |
15 Oct 2021 |
|
USD 0.0001 class A common |
Put Options |
Written |
45,248 |
45.0000 |
American |
19 Nov 2021 |
|
USD 0.0001 class A common |
Put Options |
Written |
50,500 |
60.0000 |
American |
15 Jul 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
54,944 |
50.0000 |
American |
20 May 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
57,600 |
50.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
76,200 |
45.0000 |
American |
15 Oct 2021 |
|
USD 0.0001 class A common |
Put Options |
Written |
111,403 |
60.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Put Options |
Written |
113,778 |
40.0000 |
American |
19 Nov 2021 |
|
USD 0.0001 class A common |
Put Options |
Written |
141,400 |
55.0000 |
American |
19 Nov 2021 |
|
USD 0.0001 class A common |
Put Options |
Written |
188,971 |
50.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Put Options |
Written |
201,596 |
45.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
202,000 |
45.0000 |
American |
14 Apr 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
204,000 |
40.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Put Options |
Written |
223,800 |
35.0000 |
American |
15 Oct 2021 |
|
USD 0.0001 class A common |
Put Options |
Written |
228,400 |
55.0000 |
American |
21 Jan 2022 |
|
USD 0.0001 class A common |
Put Options |
Written |
247,460 |
45.0000 |
American |
20 Jan 2023 |
|
USD 0.0001 class A common |
Put Options |
Written |
501,727 |
45.0000 |
American |
20 May 2022 |
|
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.