LONDON--(BUSINESS WIRE)--
FORM 8.3 - Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | DIALOG SEMICONDUCTOR PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 10 February 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) |
Relevant securities owned | ||||
| and/or controlled: | 746,087 |
1.05% |
121,207 |
0.17% |
|
(2) |
Cash-settled derivatives: | ||||
76,989 |
0.11% |
518,848 |
0.72% |
||
(3) |
Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 |
0.00% |
0 |
0.00% |
|
| TOTAL: | 823,076 |
1.15% |
640,055 |
0.89% |
|
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
security |
|
securities |
|
10p ordinary |
Purchase |
50 |
65.9006 EUR |
10p ordinary |
Purchase |
89 |
65.1600 EUR |
10p ordinary |
Purchase |
120 |
66.1899 EUR |
10p ordinary |
Purchase |
175 |
65.2000 EUR |
10p ordinary |
Purchase |
214 |
65.6750 EUR |
10p ordinary |
Purchase |
225 |
65.2200 EUR |
10p ordinary |
Purchase |
325 |
65.8291 EUR |
10p ordinary |
Purchase |
408 |
65.2400 EUR |
10p ordinary |
Purchase |
443 |
65.1643 EUR |
10p ordinary |
Purchase |
485 |
65.3809 EUR |
10p ordinary |
Purchase |
504 |
65.1824 EUR |
10p ordinary |
Purchase |
532 |
65.1711 EUR |
10p ordinary |
Purchase |
680 |
65.1627 EUR |
10p ordinary |
Purchase |
842 |
65.3033 EUR |
10p ordinary |
Purchase |
954 |
65.1761 EUR |
10p ordinary |
Purchase |
1,015 |
65.8085 EUR |
10p ordinary |
Purchase |
1,152 |
65.9313 EUR |
10p ordinary |
Purchase |
1,219 |
65.9200 EUR |
10p ordinary |
Purchase |
1,500 |
65.2996 EUR |
10p ordinary |
Purchase |
2,129 |
66.1000 EUR |
10p ordinary |
Purchase |
2,733 |
65.6200 EUR |
10p ordinary |
Purchase |
2,900 |
44.0000 EUR |
10p ordinary |
Purchase |
3,186 |
65.4151 EUR |
10p ordinary |
Purchase |
9,504 |
65.6800 EUR |
10p ordinary |
Purchase |
10,811 |
65.3718 EUR |
10p ordinary |
Purchase |
11,525 |
65.4884 EUR |
10p ordinary |
Purchase |
12,799 |
65.3959 EUR |
10p ordinary |
Purchase |
25,330 |
65.6237 EUR |
10p ordinary |
Purchase |
28,260 |
65.3129 EUR |
10p ordinary |
Purchase |
40,000 |
65.2942 EUR |
10p ordinary |
Purchase |
25,000 |
65.2590 EUR |
10p ordinary |
Sale |
78 |
65.8609 EUR |
10p ordinary |
Sale |
81 |
65.1237 EUR |
10p ordinary |
Sale |
120 |
65.2502 EUR |
10p ordinary |
Sale |
280 |
65.3103 EUR |
10p ordinary |
Sale |
340 |
65.4000 EUR |
10p ordinary |
Sale |
569 |
65.4763 EUR |
10p ordinary |
Sale |
1,355 |
65.6433 EUR |
10p ordinary |
Sale |
1,655 |
65.2546 EUR |
10p ordinary |
Sale |
2,100 |
44.0000 EUR |
10p ordinary |
Sale |
5,367 |
65.4655 EUR |
10p ordinary |
Sale |
5,428 |
65.5726 EUR |
10p ordinary |
Sale |
6,410 |
65.8330 EUR |
10p ordinary |
Sale |
7,518 |
65.3522 EUR |
10p ordinary |
Sale |
8,307 |
65.4423 EUR |
10p ordinary |
Sale |
10,000 |
66.1331 EUR |
10p ordinary |
Sale |
11,667 |
65.6800 EUR |
(b) Cash-settled derivative transactions
Class of |
Product |
Nature of dealing |
Number of |
Price per |
relevant |
description |
|
reference |
unit |
security |
|
|
securities |
|
10p ordinary |
CFD |
Long |
9 |
65.5733 EUR |
10p ordinary |
SWAP |
Long |
78 |
65.8608 EUR |
10p ordinary |
CFD |
Long |
120 |
65.2502 EUR |
10p ordinary |
SWAP |
Long |
750 |
65.3922 EUR |
10p ordinary |
SWAP |
Long |
2,571 |
65.5062 EUR |
10p ordinary |
SWAP |
Long |
4,621 |
65.6800 EUR |
10p ordinary |
CFD |
Long |
5,419 |
65.5726 EUR |
10p ordinary |
SWAP |
Long |
5,926 |
65.5892 EUR |
10p ordinary |
CFD |
Long |
6,617 |
65.6800 EUR |
10p ordinary |
CFD |
Long |
6,913 |
65.2514 EUR |
10p ordinary |
SWAP |
Short |
50 |
65.9006 EUR |
10p ordinary |
CFD |
Short |
120 |
66.1899 EUR |
10p ordinary |
SWAP |
Short |
525 |
65.6806 EUR |
10p ordinary |
SWAP |
Short |
2,100 |
44.0000 EUR |
10p ordinary |
CFD |
Short |
2,733 |
65.6200 EUR |
10p ordinary |
CFD |
Short |
2,861 |
65.9389 EUR |
10p ordinary |
CFD |
Short |
4,456 |
65.6800 EUR |
10p ordinary |
SWAP |
Short |
4,621 |
65.6800 EUR |
10p ordinary |
CFD |
Short |
11,525 |
65.4884 EUR |
10p ordinary |
SWAP |
Short |
82,288 |
65.2803 EUR |
10p ordinary |
SWAP |
Short |
122,288 |
65.2848 EUR |
10p ordinary |
SWAP |
Short |
193,260 |
65.3878 EUR |
| NB: The below transactions which were previously disclosed have been cancelled | ||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
relevant |
description |
|
reference |
unit |
security |
|
|
securities |
|
10p ordinary |
SWAP |
Short |
122,288 |
65.2848 EUR |
10p ordinary |
SWAP |
Short |
82,288 |
65.2803 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 Feb 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | DIALOG SEMICONDUCTOR PLC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
of |
description |
purchasing, |
of |
price |
|
date |
relevant |
|
selling, |
securities |
per unit |
|
|
security |
|
varying etc |
to which |
|
|
|
|
|
|
option |
|
|
|
|
|
|
relates |
|
|
|
10p ordinary |
Call Options |
Purchased |
18,517 |
53.1888 |
European |
26 Feb 2021 |
10p ordinary |
Call Options |
Purchased |
19,361 |
53.6607 |
European |
12 Mar 2021 |
10p ordinary |
Call Options |
Purchased |
22,020 |
69.0099 |
European |
30 Apr 2021 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.