LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: |
Barclays PLC. |
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(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
CME GROUP INC |
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(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) |
CONNECTED TO THE OFFEROR |
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(e) Date dealing undertaken: |
16 May 2018 |
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(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A” |
NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 87,059 | 0.03% | 23,553 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 204,900 | 0.06% | 380,800 | 0.11% | |||||||
(4) | |||||||||||
TOTAL: | 291,959 | 0.09% | 404,353 | 0.12% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 5 | 160.1400 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 19 | 159.4700 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 25 | 160.7399 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 54 | 160.4307 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 97 | 160.4300 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.1800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.5000 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.4855 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.4000 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 121 | 160.0228 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 140 | 160.3921 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 171 | 160.7641 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 160.1450 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 160.3375 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 220 | 160.4327 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 160.3900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 478 | 160.3454 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 160.4240 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 160.4970 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 534 | 160.5894 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 600 | 160.4282 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 700 | 160.3965 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 700 | 160.7064 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,300 | 160.3550 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,500 | 160.6150 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,836 | 160.3452 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 1,890 | 160.6059 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 2,300 | 160.2142 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 2,800 | 160.3537 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,402 | 160.4437 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 3,667 | 160.4984 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 4,271 | 160.4013 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 4,866 | 160.2924 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 5,360 | 160.3870 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Purchase | 12,691 | 160.6700 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 17 | 160.0311 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 18 | 160.4900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 19 | 159.4700 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 30 | 159.8600 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 40 | 160.3476 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 50 | 160.1900 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 59 | 160.4213 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 74 | 159.5991 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 90 | 159.9155 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 90 | 160.5288 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 98 | 160.4500 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.6500 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.1600 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.7800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.3800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 103 | 160.5100 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 160.3375 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 257 | 160.4814 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 258 | 160.4477 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 160.5700 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 160.4800 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 160.1162 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 458 | 160.4193 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 160.0760 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 695 | 160.6661 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 700 | 160.4400 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 900 | 160.4367 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 925 | 160.6085 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,100 | 160.2254 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,100 | 160.2777 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,200 | 160.6404 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,225 | 160.5432 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,402 | 160.3571 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,497 | 160.4192 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 1,500 | 160.6350 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 2,238 | 160.4177 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 2,968 | 160.4686 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 3,567 | 160.4942 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 6,803 | 160.4002 USD | ||||
USD 0.01 CLASS A COMMON STOCK | Sale | 12,644 | 160.6700 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 100,000 | 145 USD | American | 21 Sep 2018 | 2.7500 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 100 | 145 USD | American | 21 Dec 2018 | 4.9000 USD | ||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 200 | 160 USD | American | 18 May 2018 | 1.1000 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 17 May 2018 | ||
Contact name: | ELISE TANG | ||
Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: |
Barclays PLC. |
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Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 165.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 8,600 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 190.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -900 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,500 | 200.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,800 | 165.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 5,800 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 5,400 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 160.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 145.0000 | American | 8 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 185.0000 | American | 25 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 140.0000 | American | 8 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 13,000 | 175.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 149.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -600 | 175.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -8,700 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 180.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,600 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,500 | 130.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,400 | 170.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,400 | 163.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 145.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 155.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 140.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,800 | 130.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 210.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,400 | 165.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 4,300 | 115.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 185.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,600 | 158.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 158.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,200 | 185.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,500 | 155.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,200 | 170.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,000 | 150.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 135.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 136,000 | 160.0000 | American | 15 Jun 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 173.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 160.0000 | American | 18 May 2018 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.