For filings with the FCA include the annex | |||||||||||
For filings with issuer exclude the annex | |||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Panmure Gordon & Co. Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | YES | ||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
An event changing the breakdown of voting rights | |||||||||||
Other (please specify): | |||||||||||
3. Full name of person(s) subject to the notification obligation: iii |
Hunter Hall Investment Management Limited |
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4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
23rd February 2016 |
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6. Date on which issuer notified: |
23rd February 2016 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
3.00% |
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares
if possible using the ISIN CODE |
Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB00B97CW509 |
0 |
0 |
500,000 |
500,000 |
3.22% |
B: Qualifying Financial Instruments | |||||||||
Resulting situation after the triggering transaction | |||||||||
Type of financial instrument | Expiration date xiii |
Exercise/
Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||
N/A |
C: Financial Instruments with similar economic effect to
Qualifying Financial Instruments
xv, xvi |
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Resulting situation after the triggering transaction | |||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||
N/A |
Nominal | Delta | |||||||||||
Total (A+B+C) | |||
Number of voting rights | Percentage of voting rights | ||
500,000 | 3.22% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||||||
Under the Financial Services Reform Act 2001 (Australia) Hunter Hall Investment Management Limited is the Responsible Entity for the following investment schemes: HUNTER HALL VALUE GROWTH TRUST (VGT) HUNTER HALL GLOBAL EQUITIES TRUST (GET)
Hunter Hall Investment Management Limited is also investment manager for: HUNTER HALL GLOBAL VALUE LIMITED, which is a public company listed on the ASX Limited |
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Holder of Voting Rights | Person registered and entitled to be Registered as Holder | Nature of Voting Rights & Control | ||||
Hunter Hall Investment Management Ltd | JP Morgan Chase Bank, N.A. as the Custodian of the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust, and Hunter Hall Global Value Limited |
Hunter Hall Investment Management Limited has the power to control
the vote attached to the securities, and the power to exercise
control over the disposal of securities as:
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Hunter Hall International Limited | As above | Hunter Hall International Ltd has a relevant interest in the said securities, as it wholly owns Hunter Hall Investment Management Limited. | ||||
Hampshire Assets & Services Pty Ltd, Aubigny Investments Pty Limited,
Zeppelin Investments Pty Ltd and Peter James Hall (Hampshire Associates) |
As above | The Hampshire Associates has a relevant interest in the said securities as they hold approximately 44.64% of issued securities in Hunter Hall International Ltd. Hampshire Assets & Services Pty Limited, Aubigny Investments Pty Limited and Zeppelin Investments Pty Ltd are controlled by Peter James Hall. | ||||
Hunter Hall Global Value Limited | As above | Hunter Hall Global Value Limited managed pursuant to an investment management agreement by Hunter Hall Investment Management Ltd. |
Proxy Voting |
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10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: |
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14. Contact name: |
Christina Seppelt |
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15. Contact telephone number: |
+612 8224 0328 |
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation | |||
Full name
(including legal form of legal entities) |
Hunter Hall Investment Management Limited |
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Contact address
(registered office for legal entities) |
Level 2, 56 Pitt St.
Sydney NSW 2000 Australia |
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Phone number & email |
+612 8224 0328
cseppelt@hunterhall.com.au |
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Other useful information
(at least legal representative for legal persons) |
B: Identity of the notifier, if applicable | |||
Full name | Christina Seppelt | ||
Contact address |
Level 2, 56 Pitt Street.
Sydney NSW 2000 Australia |
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Phone number & email |
+612 8224 0328
cseppelt@hunterhall.com.au |
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Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
General Counsel & Company Secretary |
C: Additional information