Form 8 (DD) - BARRICK GOLD CORPORATION - AMENDMENT

LONDON--()--

FORM 8 (DD) Amendment to Purchase and Sales

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
  relevant securities this form relates:  
(d) Status of person making the disclosure: CONNECTED TO THE OFFEREE
(e) Date position held/dealing undertaken: 14 December 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       Ordinary NPV            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 999,022 0.09% 23,711 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 740,600 0.06% 2,505,300 0.21%
           
 
TOTAL: 1,739,622 0.15% 2,529,011 0.22%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Ordinary NPV Purchase 7 13.6750 USD
Ordinary NPV Purchase 100 13.7550 USD
Ordinary NPV Purchase 100 13.8050 USD
Ordinary NPV Purchase 100 13.6575 USD
Ordinary NPV Purchase 200 13.8200 USD
Ordinary NPV Purchase 300 13.8533 USD
Ordinary NPV Purchase 300 13.6500 USD
Ordinary NPV Purchase 300 13.7966 USD
Ordinary NPV Purchase 400 13.8975 USD
Ordinary NPV Purchase 550 13.7290 USD
Ordinary NPV Purchase 700 13.7000 USD
Ordinary NPV Purchase 700 13.6828 USD
Ordinary NPV Purchase 715 13.6600 USD
Ordinary NPV Purchase 800 18.5309 CAD
Ordinary NPV Purchase 800 12.5000 USD
Ordinary NPV Purchase 800 13.7887 USD
Ordinary NPV Purchase 1,000 12.0000 USD
Ordinary NPV Purchase 1,174 13.7508 USD
Ordinary NPV Purchase 1,400 13.7785 USD
Ordinary NPV Purchase 1,400 13.8000 USD
Ordinary NPV Purchase 1,700 13.7652 USD
Ordinary NPV Purchase 1,700 13.7811 USD
Ordinary NPV Purchase 1,900 13.7284 USD
Ordinary NPV Purchase 1,900 13.6789 USD
Ordinary NPV Purchase 2,000 13.7933 USD
Ordinary NPV Purchase 2,300 13.6527 USD
Ordinary NPV Purchase 2,454 13.8733 USD
Ordinary NPV Purchase 2,531 13.7977 USD
Ordinary NPV Purchase 2,555 13.6866 USD
Ordinary NPV Purchase 2,600 13.6874 USD
Ordinary NPV Purchase 3,015 13.8184 USD
Ordinary NPV Purchase 3,898 13.7764 USD
Ordinary NPV Purchase 4,357 13.7633 USD
Ordinary NPV Purchase 4,984 13.7309 USD
Ordinary NPV Purchase 5,600 13.5000 USD
Ordinary NPV Purchase 5,875 13.6800 USD
Ordinary NPV Purchase 6,000 13.7193 USD
Ordinary NPV Purchase 6,600 18.4801 CAD
Ordinary NPV Purchase 6,612 13.7296 USD
Ordinary NPV Purchase 7,365 13.9092 USD
Ordinary NPV Purchase 8,722 13.6913 USD
Ordinary NPV Purchase 10,100 13.7769 USD
Ordinary NPV Purchase 11,600 13.0000 USD
Ordinary NPV Purchase 17,140 13.8100 USD
Ordinary NPV Purchase 19,325 13.6481 USD
Ordinary NPV Purchase 23,230 13.7168 USD
Ordinary NPV Purchase 23,700 13.7463 USD
Ordinary NPV Purchase 29,369 13.8003 USD
Ordinary NPV Purchase 48,370 13.8071 USD
Ordinary NPV Purchase 73,321 13.8424 USD
Ordinary NPV Purchase 79,866 13.7187 USD
Ordinary NPV Purchase 158,200 13.7268 USD
Ordinary NPV Purchase 175,800 13.6944 USD
Ordinary NPV Purchase 205,200 13.7950 USD
Ordinary NPV Purchase 220,200 13.7645 USD
Ordinary NPV Purchase 40,900 18.4843 CAD
Ordinary NPV Sale 6,600 18.4802 CAD
Ordinary NPV Sale 100 13.7200 USD
Ordinary NPV Sale 100 13.8200 USD
Ordinary NPV Sale 200 13.6700 USD
Ordinary NPV Sale 300 13.7666 USD
Ordinary NPV Sale 300 10.0000 USD
Ordinary NPV Sale 400 13.7900 USD
Ordinary NPV Sale 400 13.7250 USD
Ordinary NPV Sale 700 13.7942 USD
Ordinary NPV Sale 769 13.7370 USD
Ordinary NPV Sale 1,300 13.7500 USD
Ordinary NPV Sale 1,500 13.7806 USD
Ordinary NPV Sale 1,500 13.6540 USD
Ordinary NPV Sale 2,000 13.7905 USD
Ordinary NPV Sale 2,100 13.6595 USD
Ordinary NPV Sale 2,400 13.6529 USD
Ordinary NPV Sale 2,700 13.7000 USD
Ordinary NPV Sale 2,707 13.6870 USD
Ordinary NPV Sale 3,542 13.9482 USD
Ordinary NPV Sale 3,829 13.6600 USD
Ordinary NPV Sale 4,428 13.8164 USD
Ordinary NPV Sale 5,050 13.7791 USD
Ordinary NPV Sale 5,500 14.0000 USD
Ordinary NPV Sale 7,165 13.9094 USD
Ordinary NPV Sale 9,700 13.6800 USD
Ordinary NPV Sale 12,335 13.8000 USD
Ordinary NPV Sale 13,900 18.4843 CAD
Ordinary NPV Sale 14,379 13.9012 USD
Ordinary NPV Sale 15,400 13.6400 USD
Ordinary NPV Sale 20,437 13.8559 USD
Ordinary NPV Sale 26,300 13.8075 USD
Ordinary NPV Sale 27,800 18.4467 CAD
Ordinary NPV Sale 35,340 13.8024 USD
Ordinary NPV Sale 57,000 13.7729 USD
Ordinary NPV Sale 90,600 13.7784 USD
Ordinary NPV Sale 96,000 13.7828 USD
Ordinary NPV Sale 150,400 13.8012 USD
Ordinary NPV Sale 293,800 13.7389 USD
Ordinary NPV Sale 313,968 13.7077 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
Ordinary NPV Call Options Purchasing 1,000 14 USD American 14 Dec 2018 0.0200 USD
Ordinary NPV Call Options Purchasing 8,400 25 USD American 17 Jan 2020 0.2000 USD
Ordinary NPV Call Options Selling 500 11 USD American 18 Apr 2019 2.9000 USD
Ordinary NPV Call Options Selling 100 12 USD American 18 Apr 2019 2.2500 USD
Ordinary NPV Call Options Selling 1,000 13 USD American 14 Dec 2018 0.8200 USD
Ordinary NPV Call Options Selling 100 13 USD American 15 Feb 2019 1.4900 USD
Ordinary NPV Call Options Selling 100 14 USD American 21 Dec 2018 0.3500 USD
Ordinary NPV Call Options Selling 200 14 USD American 28 Dec 2018 0.5000 USD
Ordinary NPV Call Options Selling 5,100 14 USD American 15 Feb 2019 0.7398 USD
Ordinary NPV Call Options Selling 500 15 USD American 28 Dec 2018 0.0700 USD
Ordinary NPV Call Options Selling 1,300 15 USD American 15 Feb 2019 0.4900 USD
Ordinary NPV Call Options Selling 700 16 USD American 15 Feb 2019 0.2600 USD
Ordinary NPV Put Options Purchasing 2,400 12 USD American 19 Jul 2019 0.5800 USD
Ordinary NPV Put Options Purchasing 200 13 USD American 18 Jan 2019 0.1800 USD
Ordinary NPV Put Options Purchasing 6,300 14 USD American 14 Dec 2018 0.2458 USD
Ordinary NPV Put Options Selling 500 12 USD American 21 Dec 2018 0.0200 USD
Ordinary NPV Put Options Selling 600 12 USD American 25 Jan 2019 0.1100 USD
Ordinary NPV Put Options Selling 12,200 13 USD American 18 Jan 2019 0.2559 USD
Ordinary NPV Put Options Selling 2,900 17 USD American 28 Dec 2018 3.1000 USD
Ordinary NPV Put Options Selling 2,300 18 USD American 28 Dec 2018 4.1000 USD
Ordinary NPV Put Options Selling 3,000 19 USD American 28 Dec 2018 5.1950 USD
Ordinary NPV Put Options Selling 1,400 20 USD American 28 Dec 2018 6.1107 USD
Ordinary NPV Put Options Selling 1,000 20 USD American 18 Apr 2019 6.1900 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 18 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
Ordinary NPV Call Options Purchased 100 10.0000 American 15 Feb 2019
Ordinary NPV Call Options Purchased 100 11.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 200 20.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 200 16.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 500 14.0000 American 19 Jul 2019
Ordinary NPV Call Options Purchased 600 15.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 900 14.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 1,000 12.0000 American 14 Dec 2018
Ordinary NPV Call Options Purchased 1,400 11.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 1,700 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 1,900 8.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 3,700 18.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 3,800 13.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 5,600 14.0000 American 14 Dec 2018
Ordinary NPV Call Options Purchased 6,600 14.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 11,500 35.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 12,400 13.0000 American 14 Dec 2018
Ordinary NPV Call Options Purchased 15,300 16.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 19,100 17.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 22,100 15.0000 American 14 Dec 2018
Ordinary NPV Call Options Purchased 32,100 10.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 38,800 10.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 45,000 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 91,600 9.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 177,100 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -283,200 15.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -258,100 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -162,500 17.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -111,700 16.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -97,400 12.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -87,500 15.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -81,400 30.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -81,100 17.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -72,500 13.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -60,700 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -54,300 12.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -46,500 11.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -44,100 35.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -25,800 25.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -23,000 13.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -20,800 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -19,000 15.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -17,900 20.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -15,600 37.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -14,300 15.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -13,300 27.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -12,700 10.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -12,600 14.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -11,600 18.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -11,400 25.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -9,400 19.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -8,200 26.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -7,800 22.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -5,900 27.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -5,300 19.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -5,200 19.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -4,800 21.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -4,700 24.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -4,600 14.0000 American 15 Feb 2019
Ordinary NPV Call Options Written -4,100 14.0000 American 14 Dec 2018
Ordinary NPV Call Options Written -3,800 21.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -3,500 22.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -2,100 20.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -1,800 17.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,300 8.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -1,200 12.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,100 13.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -1,000 10.0000 American 15 Jan 2021
Ordinary NPV Call Options Written -1,000 14.0000 American 25 Jan 2019
Ordinary NPV Call Options Written -800 13.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -700 26.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -700 16.0000 American 15 Feb 2019
Ordinary NPV Call Options Written -500 15.0000 American 28 Dec 2018
Ordinary NPV Call Options Written -300 10.0000 American 14 Dec 2018
Ordinary NPV Call Options Written -300 14.0000 American 28 Dec 2018
Ordinary NPV Call Options Written -200 17.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -100 19.0000 American 1 Feb 2019
Ordinary NPV Call Options Written -100 12.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -300,000 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -155,100 9.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -132,800 10.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -72,600 10.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -53,100 9.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -20,000 13.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -13,600 8.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -9,200 11.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -6,500 14.0000 American 14 Dec 2018
Ordinary NPV Put Options Purchased -5,800 13.0000 American 21 Dec 2018
Ordinary NPV Put Options Purchased -4,800 13.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -2,800 20.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -2,600 13.0000 American 14 Dec 2018
Ordinary NPV Put Options Purchased -2,400 12.0000 American 19 Jul 2019
Ordinary NPV Put Options Purchased -1,900 8.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -1,200 14.0000 American 28 Dec 2018
Ordinary NPV Put Options Purchased -700 12.0000 American 15 Feb 2019
Ordinary NPV Put Options Purchased -300 8.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -300 14.0000 American 15 Feb 2019
Ordinary NPV Put Options Purchased -100 14.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 100 17.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 100 18.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 100 12.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 100 20.0000 American 15 Feb 2019
Ordinary NPV Put Options Written 200 11.0000 American 19 Jul 2019
Ordinary NPV Put Options Written 200 19.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 300 20.0000 American 19 Jul 2019
Ordinary NPV Put Options Written 400 17.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 400 22.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 600 12.0000 American 25 Jan 2019
Ordinary NPV Put Options Written 600 23.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 600 5.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 600 8.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 600 7.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 800 14.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 800 14.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 1,000 15.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,000 20.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,000 15.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 1,100 17.0000 American 4 Jan 2019
Ordinary NPV Put Options Written 1,100 20.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 1,300 13.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 1,400 15.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 2,200 20.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 2,200 16.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 2,600 20.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 2,900 10.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 4,400 13.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 4,800 12.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 4,900 10.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 5,000 15.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 5,500 19.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 5,600 11.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 7,000 12.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 8,600 18.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 10,400 17.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 19,200 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 22,600 17.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 37,400 15.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 87,600 12.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: DCC
Sequence Number: 661188
Time of Receipt (offset from UTC): 20181218T122949+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC