LONDON--(BUSINESS WIRE)--
FORM 8 (DD) Amendment to Purchase and Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 14 December 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 999,022 | 0.09% | 23,711 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 740,600 | 0.06% | 2,505,300 | 0.21% | |||||||
TOTAL: | 1,739,622 | 0.15% | 2,529,011 | 0.22% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 7 | 13.6750 USD | ||||
Ordinary NPV | Purchase | 100 | 13.7550 USD | ||||
Ordinary NPV | Purchase | 100 | 13.8050 USD | ||||
Ordinary NPV | Purchase | 100 | 13.6575 USD | ||||
Ordinary NPV | Purchase | 200 | 13.8200 USD | ||||
Ordinary NPV | Purchase | 300 | 13.8533 USD | ||||
Ordinary NPV | Purchase | 300 | 13.6500 USD | ||||
Ordinary NPV | Purchase | 300 | 13.7966 USD | ||||
Ordinary NPV | Purchase | 400 | 13.8975 USD | ||||
Ordinary NPV | Purchase | 550 | 13.7290 USD | ||||
Ordinary NPV | Purchase | 700 | 13.7000 USD | ||||
Ordinary NPV | Purchase | 700 | 13.6828 USD | ||||
Ordinary NPV | Purchase | 715 | 13.6600 USD | ||||
Ordinary NPV | Purchase | 800 | 18.5309 CAD | ||||
Ordinary NPV | Purchase | 800 | 12.5000 USD | ||||
Ordinary NPV | Purchase | 800 | 13.7887 USD | ||||
Ordinary NPV | Purchase | 1,000 | 12.0000 USD | ||||
Ordinary NPV | Purchase | 1,174 | 13.7508 USD | ||||
Ordinary NPV | Purchase | 1,400 | 13.7785 USD | ||||
Ordinary NPV | Purchase | 1,400 | 13.8000 USD | ||||
Ordinary NPV | Purchase | 1,700 | 13.7652 USD | ||||
Ordinary NPV | Purchase | 1,700 | 13.7811 USD | ||||
Ordinary NPV | Purchase | 1,900 | 13.7284 USD | ||||
Ordinary NPV | Purchase | 1,900 | 13.6789 USD | ||||
Ordinary NPV | Purchase | 2,000 | 13.7933 USD | ||||
Ordinary NPV | Purchase | 2,300 | 13.6527 USD | ||||
Ordinary NPV | Purchase | 2,454 | 13.8733 USD | ||||
Ordinary NPV | Purchase | 2,531 | 13.7977 USD | ||||
Ordinary NPV | Purchase | 2,555 | 13.6866 USD | ||||
Ordinary NPV | Purchase | 2,600 | 13.6874 USD | ||||
Ordinary NPV | Purchase | 3,015 | 13.8184 USD | ||||
Ordinary NPV | Purchase | 3,898 | 13.7764 USD | ||||
Ordinary NPV | Purchase | 4,357 | 13.7633 USD | ||||
Ordinary NPV | Purchase | 4,984 | 13.7309 USD | ||||
Ordinary NPV | Purchase | 5,600 | 13.5000 USD | ||||
Ordinary NPV | Purchase | 5,875 | 13.6800 USD | ||||
Ordinary NPV | Purchase | 6,000 | 13.7193 USD | ||||
Ordinary NPV | Purchase | 6,600 | 18.4801 CAD | ||||
Ordinary NPV | Purchase | 6,612 | 13.7296 USD | ||||
Ordinary NPV | Purchase | 7,365 | 13.9092 USD | ||||
Ordinary NPV | Purchase | 8,722 | 13.6913 USD | ||||
Ordinary NPV | Purchase | 10,100 | 13.7769 USD | ||||
Ordinary NPV | Purchase | 11,600 | 13.0000 USD | ||||
Ordinary NPV | Purchase | 17,140 | 13.8100 USD | ||||
Ordinary NPV | Purchase | 19,325 | 13.6481 USD | ||||
Ordinary NPV | Purchase | 23,230 | 13.7168 USD | ||||
Ordinary NPV | Purchase | 23,700 | 13.7463 USD | ||||
Ordinary NPV | Purchase | 29,369 | 13.8003 USD | ||||
Ordinary NPV | Purchase | 48,370 | 13.8071 USD | ||||
Ordinary NPV | Purchase | 73,321 | 13.8424 USD | ||||
Ordinary NPV | Purchase | 79,866 | 13.7187 USD | ||||
Ordinary NPV | Purchase | 158,200 | 13.7268 USD | ||||
Ordinary NPV | Purchase | 175,800 | 13.6944 USD | ||||
Ordinary NPV | Purchase | 205,200 | 13.7950 USD | ||||
Ordinary NPV | Purchase | 220,200 | 13.7645 USD | ||||
Ordinary NPV | Purchase | 40,900 | 18.4843 CAD | ||||
Ordinary NPV | Sale | 6,600 | 18.4802 CAD | ||||
Ordinary NPV | Sale | 100 | 13.7200 USD | ||||
Ordinary NPV | Sale | 100 | 13.8200 USD | ||||
Ordinary NPV | Sale | 200 | 13.6700 USD | ||||
Ordinary NPV | Sale | 300 | 13.7666 USD | ||||
Ordinary NPV | Sale | 300 | 10.0000 USD | ||||
Ordinary NPV | Sale | 400 | 13.7900 USD | ||||
Ordinary NPV | Sale | 400 | 13.7250 USD | ||||
Ordinary NPV | Sale | 700 | 13.7942 USD | ||||
Ordinary NPV | Sale | 769 | 13.7370 USD | ||||
Ordinary NPV | Sale | 1,300 | 13.7500 USD | ||||
Ordinary NPV | Sale | 1,500 | 13.7806 USD | ||||
Ordinary NPV | Sale | 1,500 | 13.6540 USD | ||||
Ordinary NPV | Sale | 2,000 | 13.7905 USD | ||||
Ordinary NPV | Sale | 2,100 | 13.6595 USD | ||||
Ordinary NPV | Sale | 2,400 | 13.6529 USD | ||||
Ordinary NPV | Sale | 2,700 | 13.7000 USD | ||||
Ordinary NPV | Sale | 2,707 | 13.6870 USD | ||||
Ordinary NPV | Sale | 3,542 | 13.9482 USD | ||||
Ordinary NPV | Sale | 3,829 | 13.6600 USD | ||||
Ordinary NPV | Sale | 4,428 | 13.8164 USD | ||||
Ordinary NPV | Sale | 5,050 | 13.7791 USD | ||||
Ordinary NPV | Sale | 5,500 | 14.0000 USD | ||||
Ordinary NPV | Sale | 7,165 | 13.9094 USD | ||||
Ordinary NPV | Sale | 9,700 | 13.6800 USD | ||||
Ordinary NPV | Sale | 12,335 | 13.8000 USD | ||||
Ordinary NPV | Sale | 13,900 | 18.4843 CAD | ||||
Ordinary NPV | Sale | 14,379 | 13.9012 USD | ||||
Ordinary NPV | Sale | 15,400 | 13.6400 USD | ||||
Ordinary NPV | Sale | 20,437 | 13.8559 USD | ||||
Ordinary NPV | Sale | 26,300 | 13.8075 USD | ||||
Ordinary NPV | Sale | 27,800 | 18.4467 CAD | ||||
Ordinary NPV | Sale | 35,340 | 13.8024 USD | ||||
Ordinary NPV | Sale | 57,000 | 13.7729 USD | ||||
Ordinary NPV | Sale | 90,600 | 13.7784 USD | ||||
Ordinary NPV | Sale | 96,000 | 13.7828 USD | ||||
Ordinary NPV | Sale | 150,400 | 13.8012 USD | ||||
Ordinary NPV | Sale | 293,800 | 13.7389 USD | ||||
Ordinary NPV | Sale | 313,968 | 13.7077 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 14 USD | American | 14 Dec 2018 | 0.0200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 8,400 | 25 USD | American | 17 Jan 2020 | 0.2000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 500 | 11 USD | American | 18 Apr 2019 | 2.9000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 12 USD | American | 18 Apr 2019 | 2.2500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,000 | 13 USD | American | 14 Dec 2018 | 0.8200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 13 USD | American | 15 Feb 2019 | 1.4900 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 14 USD | American | 21 Dec 2018 | 0.3500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 14 USD | American | 28 Dec 2018 | 0.5000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 5,100 | 14 USD | American | 15 Feb 2019 | 0.7398 USD | ||||||||
Ordinary NPV | Call Options | Selling | 500 | 15 USD | American | 28 Dec 2018 | 0.0700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,300 | 15 USD | American | 15 Feb 2019 | 0.4900 USD | ||||||||
Ordinary NPV | Call Options | Selling | 700 | 16 USD | American | 15 Feb 2019 | 0.2600 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 2,400 | 12 USD | American | 19 Jul 2019 | 0.5800 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 200 | 13 USD | American | 18 Jan 2019 | 0.1800 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 6,300 | 14 USD | American | 14 Dec 2018 | 0.2458 USD | ||||||||
Ordinary NPV | Put Options | Selling | 500 | 12 USD | American | 21 Dec 2018 | 0.0200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 600 | 12 USD | American | 25 Jan 2019 | 0.1100 USD | ||||||||
Ordinary NPV | Put Options | Selling | 12,200 | 13 USD | American | 18 Jan 2019 | 0.2559 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,900 | 17 USD | American | 28 Dec 2018 | 3.1000 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,300 | 18 USD | American | 28 Dec 2018 | 4.1000 USD | ||||||||
Ordinary NPV | Put Options | Selling | 3,000 | 19 USD | American | 28 Dec 2018 | 5.1950 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,400 | 20 USD | American | 28 Dec 2018 | 6.1107 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,000 | 20 USD | American | 18 Apr 2019 | 6.1900 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 18 Dec 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,000 | 12.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 3,800 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,600 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 6,600 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 11,500 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 12,400 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 15,300 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 19,100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 22,100 | 15.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 38,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 91,600 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -283,200 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -162,500 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -111,700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -97,400 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -87,500 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,400 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,100 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -72,500 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -60,700 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -54,300 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,500 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -25,800 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -23,000 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -17,900 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,300 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,700 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,600 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -11,600 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,400 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,200 | 26.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,200 | 19.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,600 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,100 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,800 | 17.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,300 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,200 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,100 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 14.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -800 | 13.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 16.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 19.0000 | American | 1 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -132,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -72,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,100 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -20,000 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -6,500 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -5,800 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,400 | 12.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -700 | 12.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 11.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 300 | 20.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 12.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 23.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 20.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 17.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 1,300 | 13.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,400 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,200 | 20.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,200 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,900 | 10.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,400 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 4,800 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,900 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 5,500 | 19.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 5,600 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 7,000 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 8,600 | 18.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 10,400 | 17.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 37,400 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 87,600 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.