DALLAS--(BUSINESS WIRE)--Capital Institutional Services, Inc. (CAPIS), a leading provider of institutional brokerage and commission management services, today announced that David French has joined the firm as their Senior Compliance Officer.
“Providing compliance support to institutional investors has been a core offering of CAPIS for more than 35 years,” said Jim Morrow, Chief Operating Officer. “David’s vast experience in numerous compliance capacities will be an asset to CAPIS and our clients. We are excited to have him join the compliance team.”
Mr. French has over 30 years of experience in the securities industry. Prior to joining CAPIS, Mr. French was the Associate Director of Compliance for First Command Financial Planning, Inc., an SEC Registered Investment Adviser where he was responsible for the compliance operations of 75 branch offices in the U.S. and Europe.
About Capital Institutional Services, Inc. (CAPIS)
CAPIS is a leading independent U.S. institutional broker specializing in global agency trading, independent research and commission management programs for asset managers, plan sponsors and broker-dealers. Supported by advanced trading technology, CAPIS’ traders deliver superior execution in domestic and international equities, fixed income, derivatives and program trading. With over 35 years of experience in the independent research and commission management business, the firm’s industry leading CCA and CSA programs provide added tools for reducing transaction costs and improving performance. Founded in 1977, CAPIS is a member of the New York Stock Exchange, the Financial Industry Regulatory Authority, the National Futures Association, and SIPC. For more information, visit www.capis.com.